Investment Compliance, Senior Analyst

Location: City of London
Region Greater-London, South East, East of En..
Duration in months: 6
Indication hourly rate: € 74 - € 74
Hours per week: not mentioned
Level of education: Bachelor
Last update: 15 October 2026
Sector: Financial Services: Portf...

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Compliance
  • Practical experience with Charles River (CRD), especially building and configuring investment compliance rules
  • Background in investment compliance, portfolio compliance or a similar investment control function
  • Experience converting investment guidelines into system-based restrictions and monitoring rules
  • Familiarity with pre- and post-trade compliance monitoring, testing and alert investigation
  • Knowledge of investment products such as equities, fixed income and derivatives
  • Strong analytical skills, attention to detail and stakeholder management ability
  • Exposure to Aladdin or other compliance, trading, IBOR or order management systems is a plus
  • Understanding of UCITS, AIFMD and relevant EMEA regulatory frameworks is a plus
  • Experience with automation, AI-enabled tools or rule optimisation is a plus

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